TEA Code of Ethics
Third Eye Associates, Ltd, its principals and employees adhere to the Financial Planning Association's (FPA) Code of Ethics in conducting its business. The Code is an expression of the financial planning profession's recognition of its responsibilities to the public, to clients, to colleagues, and to employers. These principles apply to all FPA members and provide guidance to them in the performance of their professional services.
Principle 1 - Integrity
An FPA member shall offer and provide professional services with integrity.
Principle 2 - Objectivity
An FPA member shall be objective in providing professional services to clients.
Principle 3 - Competence
An FPA member shall provide services to clients competently and maintain the necessary knowledge and skill to continue to do so in those areas in which the designee is engaged.
Principle 4 - Fairness
An FPA member shall perform professional services in a manner that is fair and reasonable to clients, principals, partners, and employers and shall disclose conflict(s) of interest(s) in providing such services.
Principle 5 - Confidentiality
An FPA member shall not disclose any confidential client information without the specific consent of the client unless in response to proper legal process, to defend against charges of wrongdoing by the FPA member or in connection with a civil dispute between the FPA member and client.
Principle 6 - Professionalism
An FPA member's conduct in all matters shall reflect credit upon the profession.
Principle 7 - Diligence
An FPA member shall act diligently in providing professional services.
This FPA Code of Ethics was derived from the Code of Ethics and Professional Responsibility © 2003 Certified Financial Planner Board of Standards, Inc., All rights reserved.